SEC Form 4 · accession 0001562180-17-003403
Innovex International, Inc. · INVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Gariepy
Officer — SR V.P. and COO
Period of report
Oct 28, 2017
Accepted (ET)
Oct 31, 2017 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2017 | A | 28,313 | $0.00 | A | 104,753 | D | |
| Common StockF1 | Oct 28, 2017 | A | 16,136 | $0.00 | A | 120,889 | D | |
| Common StockF3 | Oct 30, 2017 | S | 13,409 | $41.49 | D | 107,480 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares vested pursuant to the terms of performance unit awards granted on October 28, 2014.
- F2Sales to cover tax obligations of vested restricted stock and performance unit awards pursuant to a Rule 10b5-1 plan adopted on June 12, 2017.
- F3The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.225 to $41.675 inclusive. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.