SEC Form 4 · accession 0001562180-16-003807
Innovex International, Inc. · INVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake T. DeBerry
Officer — President and CEO · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 10,000 | $54.13 | A | 93,850 | D | |
| Common StockF1 | Dec 13, 2016 | S | 10,000 | $64.10 | D | 83,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $54.13 | Dec 13, 2016 | M | 10,000 | D | — | Oct 26, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.10 to $64.15 inclusive. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The stock options became exercisable in increments on the first, second, third and fourth anniversaries of the grant. The grant date was October 26, 2007.