SEC Form 4 · accession 0001562180-16-003579
Innovex International, Inc. · INVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry M Brooks
Officer — VP - Finance and CFO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | M | 10,000 | $20.98 | A | 43,085 | D | |
| Common StockF1 | Nov 16, 2016 | S | 10,000 | $53.11 | D | 33,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $20.98 | Nov 16, 2016 | M | 10,000 | D | — | Oct 28, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.00 to $53.25 inclusive. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The stock options became exercisable in increments on the first, second, third and fourth anniversaries of the grant. The grant date was October 28, 2008.