SEC Form 4 · accession 0001628280-16-016170
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Berfield
Officer — Executive VP, Development
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 10, 2016 | M | 10,000 | $18.88 | A | 55,461 | D | |
| Common Stock, par value $0.01 per shareF2 | May 10, 2016 | S | 10,000 | $30.02 | D | 45,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $18.88 | May 10, 2016 | M | 10,000 | D | Jan 1, 2013 | Feb 29, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes 985.1094 shares acquired by the reporting person as of March 31, 2016 under the issuer's 2004 Employee Stock Purchase Plan and not previously reported.
- F2This transaction was executed in multiple trades ranging from $30.02 to $30.03; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or security holder of the issuer.