SEC Form 4 · accession 0001213900-17-001981
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erica Ottosson
10% Owner
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1,F2,F3 | Mar 1, 2017 | D | 45,450 | — | D | 0 | D | |
| Common Stock par value $0.01F1,F2,F4,F5 | Mar 1, 2017 | D | 5,947,728 | — | D | 0 | I | By MGN (USA) Inc. and MGN (USA) 2016, LLC |
| Common Stock par value $0.01F1,F2,F4,F6 | Mar 1, 2017 | D | 5,386,856 | — | D | 0 | I | By Ficus, Inc. |
| Common Stock par value $0.01F1,F2,F4,F7 | Mar 1, 2017 | D | 8,893,208 | — | D | 0 | I | By Silver Maple (2001), Inc. |
| Common Stock par value $0.01F1,F2,F4,F8 | Mar 1, 2017 | D | 18,592,403 | — | D | 0 | I | By MGN America, LLC and MGN America 2016, LLC |
| Common Stock par value $0.01F1,F2,F4,F9 | Mar 1, 2017 | D | 10,812,312 | — | D | 0 | I | By Gazit First Generation, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger").
- F2Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01.
- F3Shares held jointly with Mr. Dor Segal.
- F4On January 30, 2013, Ms. Erica Ottosson, Mr. Segal, and Mr. Chaim Katzman, Chairman of the Board of the Issuer and of Gazit-Globe Ltd. ("Gazit-Globe"), along with related parties, entered into a shareholders agreement regarding their holdings in Norstar Holdings Inc., the parent company of Gazit-Globe. Gazit- Globe is the Issuer's largest shareholder. As a result of this agreement, Mr. Segal and Ms. Ottosson may be deemed to be beneficial owners of Gazit-Globe's shares of issuer stock while Mr. Katzman may be deemed to control Gazit-Globe.
- F5Shares held directly by MGN (USA) Inc. ("MGN") and MGN (USA) 2016, LLC ("MGN USA"). MGN and MGN USA are members of a "group" with the reporting person for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN and MGN USA are wholly-owned subsidiaries of Gazit-Globe Ltd. ("Gazit-Globe"). The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America, Inc. and is indirectly controlled by Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple" ). Silver Maple is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America Inc. and is indirectly controlled by Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F8Shares owned directly by MGN America, LLC ("MGN-A") and MGN America 2016, LLC ("MGN America"). MGN-A and MGN America are members of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. MGN-A and MGN America are also wholly-owned subsidiaries of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F9Shares owned directly by Gazit First Generation LLC ("First Generation"). First Generation is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN, a wholly-owned subsidiary of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.