SEC Form 4 · accession 0001213900-17-001980
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Chaim Katzman
Officer — Chairman · Director · 10% Owner
GAZIT 1995 INC
10% Owner
MGN USA INC
10% Owner
Gazit-Globe Ltd
10% Owner
MGN America, LLC
10% Owner
First Generation Ll Gazit
10% Owner
GAZIT AMERICA INC
10% Owner
SILVER MAPLE (2001) INC
10% Owner
FICUS INC
10% Owner
MGN (USA) 2016, LLC
10% Owner
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01F1,F2,F3 | Mar 1, 2017 | D | 357,404 | — | D | 0 | D | |
| Common Stock par value $0.01F1,F2,F4 | Mar 1, 2017 | D | 541,347 | — | D | 0 | I | By MGN (USA) Inc. |
| Common Stock par value $0.01F1,F2,F5 | Mar 1, 2017 | D | 5,386,856 | — | D | 0 | I | By Ficus, Inc. |
| Common Stock par value $0.01F1,F2,F6 | Mar 1, 2017 | D | 8,893,208 | — | D | 0 | I | By Silver Maple (2001), Inc. |
| Common Stock par value $0.01F1,F2,F7 | Mar 1, 2017 | D | 5,770,254 | — | D | 0 | I | By MGN America, LLC |
| Common Stock par value $0.01F1,F2,F8 | Mar 1, 2017 | D | 10,812,312 | — | D | 0 | I | By Gazit First Generation, LLC |
| Common Stock par value $0.01F1,F2,F9 | Mar 1, 2017 | D | 5,406,380 | — | D | 0 | I | By MGN (USA) 2016, LLC |
| Common Stock par value $0.01F1,F2,F10 | Mar 1, 2017 | D | 12,822,150 | — | D | 0 | I | By MGN America 2016, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger").
- F10Shares owned directly by MGN America 2016, LLC ("MGN America 2016"). MGN America 2016 is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America 2016 is also a wholly-owned subsidiary of MGN America, which is wholly-owned by MGN USA and 1995, wholly-owned subsidiaries of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F2Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01.
- F3Shares held directly by Mr. Katzman.
- F4Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN USA is a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America Inc., a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple"). Silver Maple is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America Inc., a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by MGN America, LLC ("MGN America"). MGN America is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America is also wholly-owned by MGN USA and Gazit 1995, Inc. ("1995"), wholly-owned subsidiaries of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F8Shares owned directly by Gazit First Generation, LLC ("First Generation"). First Generation is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of 1995, a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F9Shares held directly by MGN (USA) 2016, LLC ("MGN USA 2016"). MGN USA 2016 is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN USA 2016 is a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
Remarks
On the basis of the relationship between each of Mr. Katzman and Mr. Dor Segal, on the one hand, and Gazit-Globe on the other hand, Gazit-Globe and its controlled direct and indirect subsidiaries may be directors of the issuer by deputization for the purposes of Section 16 of the Exchange Act.