SEC Form 4 · accession 0001209191-16-124202
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Chaim Katzman
Officer — Chairman · Director · 10% Owner
GAZIT 1995 INC
Director · 10% Owner
MGN USA INC
Director · 10% Owner
Gazit-Globe Ltd
Director · 10% Owner
MGN America, LLC
Director · 10% Owner
First Generation Ll Gazit
Director · 10% Owner
GAZIT AMERICA INC
Director · 10% Owner
SILVER MAPLE (2001) INC
Director · 10% Owner
FICUS INC
Director · 10% Owner
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 9:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01F1,F2 | May 26, 2016 | S | 15,000 | $29.114 | D | 228,570 | D | |
| Common Stock par value $0.01F3 | holding | — | — | — | 5,648,134 | I | By MGN (USA) Inc. | |
| Common Stock par value $0.01F4 | holding | — | — | — | 5,386,857 | I | By Ficus, Inc. | |
| Common Stock par value $0.01F5 | holding | — | — | — | 8,893,213 | I | By Silver Maple (2001), Inc. | |
| Common Stock par value $0.01F6 | holding | — | — | — | 18,891,998 | I | By MGN America, LLC | |
| Common Stock par value $0.01F7 | holding | — | — | — | 10,812,312 | I | By Gazit First Generation, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in multiple transactions at actual sale prices ranging from $29.10 to $29.125 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Shares held directly by Mr. Katzman.
- F3Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN USA is a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F4Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America Inc., a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple"). Silver Maple is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by MGN America, LLC ("MGN America"). MGN America is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by Gazit First Generation, LLC ("First Generation"). First Generation is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
Remarks
On the basis of the relationship between each of Mr. Katzman and Mr. Dor Segal, on the one hand, and Gazit-Globe on the other hand, Gazit-Globe and its controlled direct and indirect subsidiaries may be directors of the issuer by deputization for the purposes of Section 16 of the Exchange Act.