SEC Form 4 · accession 0001209191-15-086086
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erica Ottosson
10% Owner
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01F1,F2 | Dec 16, 2015 | S | 2,925,000 | $25.82 | D | 6,278,134 | I | By MGN (USA) Inc. |
| Common Stock par value $0.01F1,F2 | Dec 18, 2015 | S | 630,000 | $25.60 | D | 5,648,134 | I | By MGN (USA) Inc. |
| Common Stock par value $0.01F1,F6 | Dec 16, 2015 | S | 1,275,000 | $25.82 | D | 10,812,312 | I | By Gazit First Generation, LLC |
| Common Stock par value $0.01 | holding | — | — | — | 7,050 | D | ||
| Common Stock par value $0.01F1,F3 | holding | — | — | — | 5,386,857 | I | By Ficus, Inc. | |
| Common Stock par value $0.01F1,F4 | holding | — | — | — | 8,893,213 | I | By Silver Maple (2001), Inc. | |
| Common Stock par value $0.01F1,F5 | holding | — | — | — | 18,891,998 | I | By MGN America, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 30, 2013, Mr. Segal, Ms. Erica Ottosson and Mr. Chaim Katzman, Chairman of the Board of the Issuer and of Gazit-Globe Ltd. ("Gazit-Globe"), along with related parties, entered into a shareholders agreement regarding their holdings in Norstar Holdings Inc., the parent company of Gazit-Globe. Gazit- Globe is the Issuer's largest shareholder. As a result of this agreement, Mr. Segal and Ms. Ottosson may be deemed to be beneficial owners of Gazit-Globe's shares of Issuer stock while Mr. Katzman may be deemed to control Gazit-Globe.
- F2Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with the reporting person for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN USA is a wholly-owned subsidiary of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F3Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America Inc. and is indirectly controlled by Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F4Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple"). Silver Maple is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America and is indirectly controlled by Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by MGN America, LLC ("MGN America"). MGN America is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by Gazit First Generation, LLC ("First Generation"). First Generation is a member of a "group" with the reporting person for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.