SEC Form 4 · accession 0001209191-15-029069
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Chaim Katzman
Officer — Chairman · Director · 10% Owner
GAZIT 1995 INC
Director · 10% Owner
MGN USA INC
Director · 10% Owner
Gazit-Globe Ltd
Director · 10% Owner
MGN America, LLC
Director · 10% Owner
First Generation Ll Gazit
Director · 10% Owner
GAZIT AMERICA INC
Director · 10% Owner
SILVER MAPLE (2001) INC
Director · 10% Owner
FICUS INC
Director · 10% Owner
Period of report
Mar 24, 2015
Accepted (ET)
Mar 25, 2015 · 7:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01F8 | Mar 24, 2015 | A | 600,000 | $27.05 | A | 12,087,312 | I | By Gazit First Generation, LLC |
| Common Stock par value $0.01F1 | holding | — | — | — | 351,114 | D | ||
| Common Stock par value $0.01F2 | holding | — | — | — | 12,776 | I | By Evrona K LLC | |
| Common Stock par value $0.01 | holding | — | — | — | 13,291 | I | By Daughter | |
| Common Stock par value $0.01 | holding | — | — | — | 13,642 | I | By Daughter | |
| Common Stock par value $0.01F3 | holding | — | — | — | 9,203,134 | I | By MGN (USA) Inc. | |
| Common Stock par value $0.01F4 | holding | — | — | — | 5,386,857 | I | By Ficus, Inc. | |
| Common Stock par value $0.01F5 | holding | — | — | — | 8,893,213 | I | By Silver Maple (2001), Inc. | |
| Common Stock par value $0.01F6 | holding | — | — | — | 18,891,998 | I | By MGN America, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held directly by Mr. Katzman.
- F2Evrona K LLC is an LLC managed by Mr. Katzman for his daughter's benefit. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F3Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN USA is a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F4Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). Ficus is a wholly-owned subsidiary of Gazit America Inc., a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple"). Silver Maple is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by MGN America, LLC ("MGN America"). MGN America is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7These shares were purchased by Gazit First Generation LLC ("First Generation") from the issuer. Having been informed of Mr. Katzman's interest in and relationship with First Generation, the issuer's board of directors approved First Generation's transaction with the issuer, specifically including Mr. Katzman's interest in the transaction, pursuant to Rule 16b-3(d).
- F8Shares owned directly by First Generation. First Generation is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
Remarks
On the basis of the relationship between each of Mr. Katzman and Mr. Dor Segal, on the one hand, and Gazit-Globe on the other hand, Gazit-Globe and its controlled direct and indirect subsidiaries may be directors of the issuer by deputization for the purposes of Section 16 of the Exchange Act.