SEC Form 4 · accession 0001042810-17-000028
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Lukes
Officer — Chief Executive Officer
Period of report
Feb 5, 2017
Accepted (ET)
Feb 7, 2017 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Feb 5, 2017 | F | 3,630 | $31.16 | D | 110,651 | D | |
| Common Stock, par value $0.01 per shareF3 | Feb 6, 2017 | A | 6,795 | $0.00 | A | 117,446 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 6, 2017 | F | 1,706 | $31.29 | D | 115,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $22.87 | holding | — | — | — | — | May 12, 2024 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock.
- F2Includes 108.53 shares acquired by the Reporting Person as of December 31, 2016 under the Issuer's 2004 Employee Stock Purchase Plan not previously reported.
- F3Represents shares of restricted stock granted to the Reporting Person under the Issuer's 2000 Executive Incentive Compensation Plan.
- F450,000 shares vest on each May 12, 2015, 2016, 2017 and 2018.