SEC Form 4 · accession 0001042810-17-000018
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caputo
Officer — President
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | F | 19,665 | $30.49 | D | 23,628 | D | |
| Common StockF3 | holding | — | — | — | 107,768 | I | Indirect |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock.
- F2Includes 263.4801 shares acquired by the reporting person as of September 30, 2016 under the Issuer's Employee Stock Purchase Plan not previously reported.
- F3Held by the Thomas A. Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.