SEC Form 4 · accession 0001042810-17-000011
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Dor Segal
Director · 10% Owner
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Jan 1, 2017 | A | 3,500 | $0.00 | A | 48,950 | D | |
| Common Stock par value $0.01F3,F4 | holding | — | — | — | 5,648,134 | I | By MGN (USA) Inc. and MGN (USA) 2016, LLC | |
| Common Stock par value $0.01F3,F5 | holding | — | — | — | 5,386,856 | I | By Ficus, Inc. | |
| Common Stock par value $0.01F3,F6 | holding | — | — | — | 8,893 | I | By Silver Maple (2001), Inc. | |
| Common Stock par value $0.01F3,F7 | holding | — | — | — | 18,891,997 | I | By MGN America, LLC and MGN America 2016, LLC | |
| Common Stock par value $0.01F3,F8 | holding | — | — | — | 10,812,312 | I | By Gazit First Generation, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted to the reporting person under the Issuer's 2000 Executive Incentive Compensation Plan as long term compensation.
- F2Includes 5,250 shares of unvested restricted stock which Mr. Segal currently has the power to vote.
- F3On January 30, 2013, Mr. Segal, Ms. Erica Ottosson and Mr. Chaim Katzman, Chairman of the Board of the Issuer and of Gazit-Globe Ltd. ("Gazit-Globe"), along with related parties, entered into a shareholders agreement regarding their holdings in Norstar Holdings Inc., the parent company of Gazit-Globe. Gazit- Globe is the Issuer's largest shareholder. As a result of this agreement, Mr. Segal and Ms. Ottosson may be deemed to be beneficial owners of Gazit-Globe's shares of issuer stock while Mr. Katzman may be deemed to control Gazit-Globe.
- F4Shares held directly by MGN (USA) Inc. ("MGN") and MGN (USA) 2016, LLC ("MGN USA"). MGN and MGN USA are members of a "group" with the reporting person for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN and MGN USA are wholly-owned subsidiaries of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Segal is Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America, Inc. and is indirectly controlled by Gazit-Globe. Mr. Segal is Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple" ). Silver Maple is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America Inc. and is indirectly controlled by Gazit-Globe. Mr. Segal is Executive Vice-Chairman of the Board of Gazit-Globe. The reporting disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by MGN America, LLC ("MGN-A") and MGN America 2016, LLC ("MGN America"). MGN-A and MGN America are members of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. MGN-A and MGN America are also wholly-owned subsidiaries of MGN, a wholly-owned subsidiary of Gazit-Globe. Mr. Segal is the Executive Vice-Chairman of the Board of Gazit-Globe. The reporting disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F8Shares owned directly by Gazit First Generation LLC ("First Generation"). First Generation is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN, a wholly-owned subsidiary of Gazit-Globe. Mr. Segal is the Executive Vice-Chairman of the Board of Gazit-Globe. The reporting disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.