SEC Form 4 · accession 0001042810-16-000135
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Berfield
Officer — Executive VP, Development
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 5, 2016 | A | 14,754 | $0.00 | A | 48,435 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 6, 2016 | F | 1,609 | $27.65 | D | 46,826 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 7, 2016 | F | 1,418 | $27.65 | D | 45,408 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 8, 2016 | F | 932 | $26.87 | D | 44,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $18.88 | holding | — | — | — | Jan 1, 2013 | Feb 29, 2020 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents shares of restricted stock granted to the reporting person under the Issuer's 2000 Executive Incentive Compensation Plan as long term compensation.
- F2Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock.