SEC Form 4 · accession 0001042810-16-000121
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Dor Segal
Director · 10% Owner
Period of report
Jan 1, 2016
Accepted (ET)
Jan 4, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01F1,F2 | Jan 1, 2016 | A | 3,500 | $0.00 | A | 45,450 | D | |
| Common Stock par value $0.01F3,F4 | holding | — | — | — | 5,648,134 | I | By MGN (USA) Inc. | |
| Common Stock par value $0.01F3,F5 | holding | — | — | — | 5,386,857 | I | By Ficus, Inc. | |
| Common Stock par value $0.01F3,F6 | holding | — | — | — | 8,893,213 | I | By Silver Maple (2001), Inc. | |
| Common Stock par value $0.01F3,F7 | holding | — | — | — | 18,891,998 | I | By MGN America, LLC | |
| Common Stock par value $0.01F3,F8 | holding | — | — | — | 10,812,312 | I | By Gazit First Generation, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted to the reporting person under the Issuer's 2000 Executive Incentive Compensation Plan as long term compensation. 1,750 shares vest on December 31, 2016 and the remaining 1,750 shares vest on December 31, 2017.
- F2Includes 5,250 shares of unvested restricted stock which Mr. Segal currently has the power to vote.
- F3On January 30, 2013, Mr. Segal, Ms. Erica Ottosson and Mr. Chaim Katzman, Chairman of the Board of the Issuer and of Gazit-Globe Ltd. ("Gazit-Globe"), along with related parties, entered into a shareholders agreement regarding their holdings in Norstar Holdings Inc., the parent company of Gazit-Globe. Gazit- Globe is the Issuer's largest shareholder. As a result of this agreement, Mr. Segal and Ms. Ottosson may be deemed to be beneficial owners of Gazit-Globe's shares of Issuer's stock while Mr. Katzman may be deemed to control Gazit-Globe.
- F4Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with the reporting person for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). MGN USA is a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Segal is Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Gazit America Inc. and is indirectly controlled by Gazit-Globe. Mr. Segal is Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple"). Silver Maple is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America Inc. and is indirectly controlled by Gazit-Globe. Mr. Segal is Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by MGN America, LLC ("MGN America"). MGN America is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Segal is the Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F8Shares owned directly by Gazit First Generation LLC ("First Generation"). First Generation is a member of a "group" with Mr. Segal for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Segal is the Executive Vice-Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.