SEC Form 4 · accession 0001042810-15-000105

EQUITY ONE, INC. · EQY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chaim Katzman

Officer — Chairman · Director · 10% Owner

Period of report

Nov 20, 2015

Accepted (ET)

Nov 23, 2015 · 4:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001042810

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock par value $0.01^F1	Nov 20, 2015	M	207,317	$24.12	A	558,431	D
Common Stock par value $0.01^F2	Nov 20, 2015	F	184,861	$27.05	D	373,570	D
Common Stock par value $0.01^F3	holding	—	—		—	12,776	I	By Evrona K LLC
Common Stock par value $0.01	holding	—	—		—	13,291	I	By Daughter
Common Stock par value $0.01	holding	—	—		—	13,642	I	By Daughter
Common Stock par value $0.01^F4	holding	—	—		—	9,203,134	I	By MGN (USA) Inc.
Common Stock par value $0.01^F5	holding	—	—		—	5,386,857	I	By Ficus, Inc.
Common Stock par value $0.01^F6	holding	—	—		—	8,893,213	I	By Silver Maple (2001), Inc.
Common Stock par value $0.01^F7	holding	—	—		—	18,891,998	I	By MGN America, LLC
Common Stock par value $0.01^F8	holding	—	—		—	12,087,312	I	By Gazit First Generation, LLC

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock (Option to buy)	$24.12	Nov 20, 2015	M	207,317	D	Dec 31, 2010	Sep 25, 2016	Common Stock	207,317	0	D

Explanation of responses

F1Shares held directly by Mr. Katzman.
F2Represents shares of stock surrendered as payment of the exercise price under the Issuer's 2000 Executive Incentive Compensation Plan (the "Plan") in consideration of a net exercise of stock options issued under the Plan. Such net exercise resulted in the issuance of 22,456 shares of common stock to the reporting person.
F3Evrona K LLC is an LLC managed by Mr. Katzman for his daughter's benefit.
F4Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN USA is a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
F5Shares owned directly by Ficus. Ficus is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). Ficus is a wholly-owned subsidiary of Gazit America and is indirectly controlled by Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe.
F6Shares owned directly by Silver Maple. Silver Maple is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America and is indirectly controlled by Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe.
F7Shares owned directly by MGN America, LLC ("MGN America") is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America is a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe.
F8Shares owned directly by First Generation. First Generation is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.