SEC Form 4 · accession 0001042810-15-000022
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caputo
Officer — President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 10:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | F | 18,147 | $25.61 | D | 107,768 | I | Indirect |
| Common StockF3 | Jan 1, 2015 | A | 39,370 | $0.00 | A | 41,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Option to buy) | $21.75 | holding | — | — | — | Mar 14, 2012 | Mar 13, 2018 | Common Stock | 250,000 | 250,000 | D |
| Common Stock (Option to buy) | $11.59 | holding | — | — | — | Feb 23, 2013 | Feb 22, 2019 | Common Stock | 50,000 | 50,000 | D |
| Common Stock (Option to buy) | $19.13 | holding | — | — | — | Mar 17, 2013 | Mar 17, 2020 | Common Stock | 16,500 | 16,500 | D |
| Common Stock (Option to buy)F4 | $19.07 | holding | — | — | — | — | Feb 20, 2021 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock.
- F2Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.
- F3Represents shares of restricted stock granted to the reporting person under the Issuer's 2000 Executive Incentive Compensation Plan as long term compensation. The shares vest on December 31, 2016.
- F4Vests in equal installments on February 21, 2012, 2013, 2014 and 2015.