SEC Form 4 · accession 0001042810-15-000018
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Chaim Katzman
Officer — Chairman · Director · 10% Owner
GAZIT 1995 INC
10% Owner
MGN USA INC
10% Owner
Gazit-Globe Ltd
10% Owner
MGN America, LLC
10% Owner
First Generation Ll Gazit
10% Owner
GAZIT AMERICA INC
10% Owner
SILVER MAPLE (2001) INC
10% Owner
FICUS INC
10% Owner
Period of report
Jan 1, 2015
Accepted (ET)
Jan 2, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01F1,F2 | Jan 1, 2015 | A | 255,000 | $0.00 | A | 326,657 | D | |
| Common Stock par value $0.01F3 | holding | — | — | — | 12,775 | I | By Evrona K LLC | |
| Common Stock par value $0.01 | holding | — | — | — | 13,291 | I | By Daughter | |
| Common Stock par value $0.01 | holding | — | — | — | 13,642 | I | By Daughter | |
| Common Stock par value $0.01F4 | holding | — | — | — | 9,203,134 | I | By MGN (USA) Inc. | |
| Common Stock par value $0.01F5 | holding | — | — | — | 5,386,857 | I | By Ficus, Inc. | |
| Common Stock par value $0.01F6 | holding | — | — | — | 8,893,213 | I | By Silver Maple (2001), Inc. | |
| Common Stock par value $0.01F7 | holding | — | — | — | 18,891,998 | I | By MGN America, LLC | |
| Common Stock par value $0.01F8 | holding | — | — | — | 11,487,312 | I | By Gazit First Generation, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted to the reporting person under the Issuer's 2000 Executive Incentive Compensation Plan as long term compensation pursuant to the terms of the Chairman Compensation Agreement dated June 2, 2014. The shares vest over a three year period beginning January 31, 2015 and ending December 31, 2017.
- F2Shares held directly by Mr. Katzman.
- F3Evrona K LLC is an LLC managed by Mr. Katzman for his daughter's benefit. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F4Shares held directly by MGN (USA) Inc. ("MGN USA"). MGN USA is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN USA is a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Ficus Inc. ("Ficus"). Ficus is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). Ficus is a wholly-owned subsidiary of Gazit America Inc., a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares owned directly by Silver Maple (2001) Inc. ("Silver Maple"). Silver Maple is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by MGN America, LLC ("MGN America"). MGN America is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F8Shares owned directly by First Generation. First Generation is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is the Chairman of the Board of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.