SEC Form 4 · accession 0000899243-17-006203
EQUITY ONE, INC. · EQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Louis Ostrower
Officer — CFO
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 1, 2017 | A | 88,758 | $0.00 | A | 124,489 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 1, 2017 | F | 54,290 | $0.00 | D | 70,199 | D | |
| Common Stock, par value $0.01 per shareF3 | Mar 1, 2017 | D | 70,199 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issued under Issuer's Long-Term Incentive Plan ("LTIP") in connection with the Merger (as defined below). The acquisition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.
- F2Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock and shares issued under the Issuer's LTIP. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.
- F3Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger"), at the effective time of the Merger, each share of the Issuer's common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01.