SEC Form 4 · accession 0001415889-18-001715
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Kaminski
Officer — PRESIDENT, CEO · Director
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | A | 7,841 | $0.00 | A | 47,267 | D | |
| Common Stock | holding | — | — | — | 25,208 | I | In 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $27.66 | holding | — | — | — | Nov 19, 2017 | Nov 18, 2022 | Common Stock | 1,200 | 1,200 | D |
| Employee Stock Option (right to buy) | $36.22 | holding | — | — | — | Nov 17, 2018 | Nov 16, 2023 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1This award of shares is being made pursuant to the Issuer's performance-based restricted stock award agreement, such that a portion or all of this award of restricted stock may be forfeited in the future if certain performance metrics are not met.