SEC Form 4 · accession 0001415889-18-001713
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond E. Reitsma
Officer — PRESIDENT OF MERCANTILE BANK
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | A | 5,244 | $0.00 | A | 15,119 | D | |
| Common StockF2 | holding | — | — | — | 10,549 | I | In 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $36.22 | holding | — | — | — | Nov 17, 2018 | Nov 17, 2026 | Common Stock | 500 | 500 | D |
Explanation of responses
- F1This award of shares is being made pursuant to the Issuer's performance-based restricted stock award agreement, such that a portion or all of this award of restricted stock may be forfeited in the future if certain performance metrics are not met.
- F2Includes shares acquired pursuant to the issuer's 401(k) Plan since last report of common stock ownership.