SEC Form 4 · accession 0001415889-16-007226
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Sullivan
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 27, 2016 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | M | 1,575 | $22.00 | A | 26,098 | D | |
| Common Stock | Aug 31, 2016 | S | 1,575 | $26.50 | D | 24,523 | D | |
| Common Stock | holding | — | — | — | 67,427 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Common Stock - right to buy) | $22.00 | Aug 31, 2016 | M | 1,575 | D | Jun 1, 2014 | Nov 27, 2016 | Common Stock | 1,575 | 0 | D |
| Employee Stock Option (Common Stock - right to buy) | $16.00 | holding | — | — | — | Jun 1, 2014 | Dec 3, 2017 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (Common Stock - right to buy) | $7.80 | holding | — | — | — | Jun 1, 2014 | Nov 24, 2018 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (right to buy) | $22.14 | holding | — | — | — | Nov 13, 2016 | Nov 12, 2021 | Common Stock | 1,488 | 1,488 | D |
| Employee Stock Option (right to buy) | $27.66 | holding | — | — | — | Nov 19, 2017 | Nov 18, 2022 | Common Stock | 620 | 620 | D |