SEC Form 4 · accession 0001415889-16-004946
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Kaminski
Officer — COO, EXEC. V.P., SECRETARY
Period of report
Feb 29, 2016
Accepted (ET)
Mar 3, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 29, 2016 | I | 2,000 | $22.8155 | A | 21,272 | I | 401(k) plan |
| Common StockF3 | Mar 1, 2016 | I | 515 | $22.9251 | A | 21,787 | I | 401(k) plan |
| Common Stock | holding | — | — | — | 29,822 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $27.66 | holding | — | — | — | Nov 19, 2017 | Nov 18, 2022 | Common Stock | 1,200 | 1,200 | D |
| Employee Stock Option (right to buy) | $22.14 | holding | — | — | — | Nov 13, 2016 | Nov 12, 2021 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.65 to $23.07, inclusive. The reporting person undertakes to provide to Mercantile Bank Corp., any security holder of Mercantile Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
- F2Includes shares acquired pursuant to the issuer's 401(k) Plan since last report of common stock ownership.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.625 to $23.15, inclusive. The reporting person undertakes to provide to Mercantile Bank Corp., any security holder of Mercantile Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.