SEC Form 4 · accession 0001415889-15-003810
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel G Stone
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | A | 98 | $0.00 | A | 5,598 | D | |
| Common Stock | holding | — | — | — | 3,745 | I | by Trust | |
| Common StockF1 | holding | — | — | — | 30,408 | I | by 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Common Stock - right to buy) | $22.8662 | holding | — | — | — | Jun 1, 2014 | Nov 28, 2015 | Common Stock | 1,378 | 1,378 | D |
| Employee Stock Option (Common Stock - right to buy) | $22.00 | holding | — | — | — | Jun 1, 2014 | Nov 27, 2016 | Common Stock | 1,312 | 1,312 | D |
| Employee Stock Option (Common Stock - right to buy) | $16.00 | holding | — | — | — | Jun 1, 2014 | Dec 3, 2017 | Common Stock | 4,500 | 4,500 | D |
| Employee Stock Option (Common Stock - right to buy) | $7.80 | holding | — | — | — | Jun 1, 2014 | Nov 24, 2018 | Common Stock | 4,500 | 4,500 | D |
| Employee Stock Option (right to buy) | $22.14 | holding | — | — | — | Nov 13, 2016 | Nov 12, 2021 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Includes shares Mr. Stone acquired pursuant to the issuer's 401(k) Plan since his last report of common stock ownership.