SEC Form 4 · accession 0001415889-15-003768
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Sullivan
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | S | 3,000 | $24.00 | D | 18,500 | I | by IRA |
| Common Stock | holding | — | — | — | 22,688 | D | ||
| Common StockF2 | holding | — | — | — | 57,520 | I | by 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Common Stock - right to buy) | $22.8662 | holding | — | — | — | Jun 1, 2014 | Nov 28, 2015 | Common Stock | 1,653 | 1,653 | D |
| Employee Stock Option (Common Stock - right to buy) | $22.00 | holding | — | — | — | Jun 1, 2014 | Nov 27, 2016 | Common Stock | 1,575 | 1,575 | D |
| Employee Stock Option (Common Stock - right to buy) | $16.00 | holding | — | — | — | Jun 1, 2014 | Dec 3, 2017 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (Common Stock - right to buy) | $7.80 | holding | — | — | — | Jun 1, 2014 | Nov 24, 2018 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (right to buy) | $22.14 | holding | — | — | — | Nov 13, 2016 | Nov 12, 2021 | Common Stock | 1,488 | 1,488 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2015.
- F2Includes shares acquired pursuant to issuer's 401(k) Plan since last report of common stock ownership.