SEC Form 4 · accession 0001415889-15-001931
MERCANTILE BANK CORP · MBWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Sullivan
Officer — CHAIRMAN OF THE BOARD · Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | A | 750 | $0.00 | A | 22,688 | D | |
| Common Stock | holding | — | — | — | 30,500 | I | by IRA | |
| Common StockF1 | holding | — | — | — | 56,824 | I | by 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Common Stock - right to buy) | $22.8662 | holding | — | — | — | Jun 1, 2014 | Nov 28, 2015 | Common Stock | 1,653 | 1,653 | D |
| Employee Stock Option (Common Stock - right to buy) | $22.00 | holding | — | — | — | Jun 1, 2014 | Nov 27, 2016 | Common Stock | 1,575 | 1,575 | D |
| Employee Stock Option (Common Stock - right to buy) | $16.00 | holding | — | — | — | Jun 1, 2014 | Dec 3, 2017 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (Common Stock - right to buy) | $7.80 | holding | — | — | — | Jun 1, 2014 | Nov 24, 2018 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (right to buy) | $22.14 | holding | — | — | — | Nov 13, 2016 | Nov 12, 2021 | Common Stock | 1,488 | 1,488 | D |
Explanation of responses
- F1Includes shares acquired pursuant to issuer's 401(k) Plan since last report of common stock ownership.