SEC Form 4 · accession 0001397064-15-000002
CTI INDUSTRIES CORP · CTIB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John I Collins
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | M | 1,000 | $2.88 | A | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option Grant - Right to Buy | $2.88 | Dec 17, 2015 | M | 1,000 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 1,000 | 6,500 | D |