SEC Form 4 · accession 0001397064-15-000001
CTI INDUSTRIES CORP · CTIB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John I Collins
Director
Period of report
Jan 5, 2011
Accepted (ET)
Jun 24, 2015 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042187
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2009 Stock Option Grant - Right to Buy | $5.96 | Jan 5, 2011 | A | 500 | A | Jul 5, 2011 | Jan 5, 2016 | Common Stock | 500 | 6,000 | D |
| 2009 Stock Option Grant - Right to Buy | $5.96 | Jan 5, 2011 | A | 500 | A | Jul 5, 2012 | Jan 5, 2016 | Common Stock | 500 | 6,500 | D |
| 2009 Stock Option Grant - Right to Buy | $5.96 | Jan 5, 2011 | A | 500 | A | Jul 5, 2013 | Jan 5, 2016 | Common Stock | 500 | 7,000 | D |
| 2009 Stock Option Grant - Right to Buy | $5.96 | Jan 5, 2011 | A | 500 | A | Jul 5, 2014 | Jan 5, 2016 | Common Stock | 500 | 7,500 | D |