SEC Form 4 · accession 0001243889-16-000003
CTI INDUSTRIES CORP · CTIB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bret Tayne
Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042187
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant - Right to Buy | $5.06 | Dec 30, 2015 | A | 725 | A | Jun 30, 2016 | Dec 30, 2020 | Common Stock | 725 | 5,725 | D |
| Stock Option Grant - Right to Buy | $5.06 | Dec 30, 2015 | A | 725 | A | Dec 30, 2016 | Dec 30, 2020 | Common Stock | 725 | 6,450 | D |
| Stock Option Grant - Right to Buy | $5.06 | Dec 30, 2015 | A | 725 | A | Dec 30, 2017 | Dec 30, 2020 | Common Stock | 725 | 7,175 | D |
| Stock Option Grant - Right to Buy | $5.06 | Dec 30, 2015 | A | 725 | A | Dec 30, 2018 | Dec 30, 2020 | Common Stock | 725 | 7,900 | D |
| Stock Option Grant - Right to Buy | $5.06 | Dec 30, 2015 | A | 725 | A | Dec 30, 2019 | Dec 30, 2020 | Common Stock | 725 | 8,625 | D |