SEC Form 5 · accession 0001056661-15-000001
CTI INDUSTRIES CORP · CTIB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Schwan
Officer — Chairman, CEO · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 9, 2014 | P$0 | 176,112 | — | A | 795,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total shares adjusted to reflect shares held in a trust.