SEC Form 4 · accession 0000901996-16-000009
CTI INDUSTRIES CORP · CTIB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Merrick
Officer — President, Secretary, Director · Director · 10% Owner
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042187
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Grant - Right to Buy | $5.57 | Dec 30, 2015 | A | 2,000 | A | Jun 30, 2016 | Dec 30, 2020 | Common Stock | 2,000 | 2,000 | D |
| Stock Option Grant - Right to Buy | $5.57 | Dec 30, 2015 | A | 2,000 | A | Dec 30, 2016 | Dec 30, 2020 | Common Stock | 2,000 | 4,000 | D |
| Stock Option Grant - Right to Buy | $5.57 | Dec 30, 2015 | A | 2,000 | A | Dec 30, 2017 | Dec 30, 2020 | Common Stock | 2,000 | 6,000 | D |
| Stock Option Grant - Right to Buy | $5.57 | Dec 30, 2015 | A | 2,000 | A | Dec 30, 2018 | Dec 30, 2020 | Common Stock | 2,000 | 8,000 | D |
| Stock Option Grant - Right to Buy | $5.57 | Dec 30, 2015 | A | 2,000 | A | Dec 30, 2019 | Dec 30, 2020 | Common Stock | 2,000 | 10,000 | D |