SEC Form 5/A · accession 0000901996-15-000002
CTI INDUSTRIES CORP · CTIB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen M Merrick
Officer — President, Secretary, Director · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 4, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2014 | P | 27,985 | $5.36 | A | 790,242 | I | The Merrick Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total shares owned after this transaction was originally reported were calculated incorrectly.