SEC Form 4 · accession 0001209191-19-014053
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl H Lindner III
Officer — Co-CEO & Co-President · Director
Period of report
Feb 23, 2019
Accepted (ET)
Feb 27, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2019 | F | 3,868 | $99.3275 | D | 2,550,231 | I | #1 |
| Common StockF3,F2 | Feb 26, 2019 | A | 15,110 | $0.00 | A | 2,565,341 | I | #1 |
| Common StockF4 | holding | — | — | — | 393,162 | I | #2 | |
| Common StockF5 | holding | — | — | — | 908,480 | I | #12 | |
| Common StockF6 | holding | — | — | — | 1,428,174 | I | #26 | |
| Common StockF7 | holding | — | — | — | 2,324,600 | I | #29 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.
- F2Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- F3Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.
- F4Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
- F5Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
- F6Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
- F7Indirect #29: Shares held by a partnership of which the reporting person is a partner and shares voting and dispositive power. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.