SEC Form 4 · accession 0001209191-19-014023
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Berding
Officer — President of Subsidiary · Director
Period of report
Feb 23, 2019
Accepted (ET)
Feb 27, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2019 | F | 2,132 | $99.3275 | D | 41,913 | D | |
| Common StockF2 | Feb 26, 2019 | A | 9,570 | $0.00 | A | 51,483 | D | |
| Common Stock | holding | — | — | — | 233 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 3,576 | I | ESPP | |
| Common StockF4 | holding | — | — | — | 66 | I | ESPP DRIP | |
| Common StockF5 | holding | — | — | — | 1,375 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.
- F2Represents the grant of restricted stock that vests four years from the date of grant.
- F3Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2018.
- F4Represents shares purchased by the Reporting Person through dividend reinvestment with the Issuer's Employee Stock Purchase Plan ("ESPP"). All ESPP DRIP information reporting herein is based on a plan statement dated as of 12/31/2018.
- F5Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2018.