SEC Form 5 · accession 0001209191-19-009600
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle A Gillis
Officer — Senior Vice President
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | G | 147 | $0.00 | D | 30,776 | D | |
| Common StockF1 | Dec 27, 2018 | G | 12 | $0.00 | D | 31,535 | D | |
| Common StockF2 | holding | — | — | — | 2,759 | I | ESPP | |
| Common StockF3 | holding | — | — | — | 11 | I | ESPP Drip |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 336.3391 Drip shares in a brokerage account.
- F2Shares owned by the Reporting Person in the Issuer's Employee Stock Purchase Plan ("ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2018.
- F3Represents shares purchased by the Reporting Person through dividend reinvestment within the Issuer's Employee Stock Purchase Plan ("ESPP"). All ESPP DRIP information reporting herein is based on a plan statement dated as of 12/31/2018.