SEC Form 4 · accession 0001209191-18-063651
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl H Lindner III
Officer — Co-CEO & Co-President · Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 20, 2018 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2018 | S | 28,668 | $91.0532 | D | 2,686,076 | I | #1 |
| Common StockF3 | Dec 19, 2018 | S | 81,100 | $91.1038 | D | 2,604,976 | I | #1 |
| Common StockF4 | holding | — | — | — | 393,162 | I | #2 | |
| Common StockF5 | holding | — | — | — | 908,480 | I | #12 | |
| Common StockF6 | holding | — | — | — | 1,428,174 | I | #26 | |
| Common StockF7 | holding | — | — | — | 2,324,600 | I | #29 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.42, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnote (3).
- F2Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.6550 inclusive.
- F4Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
- F5Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
- F6Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
- F7Indirect #29: Shares held by a partnership of which the reporting person is a partner and shares voting and dispositive power. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.