SEC Form 4 · accession 0001209191-18-052040
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl H Lindner III
Officer — Co-CEO & Co-President · Director
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Sep 20, 2018 | S | 181,000 | $113.49 | D | 393,162 | I | #2 |
| Common StockF1,F2 | holding | — | — | — | 2,714,744 | I | #1 | |
| Common StockF1,F5 | holding | — | — | — | 908,480 | I | #12 | |
| Common StockF6 | holding | — | — | — | 1,428,174 | I | #26 | |
| Common StockF1,F7 | holding | — | — | — | 2,324,600 | I | #29 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 8/1/2018, Indirect #29 made a distribution of 10,032 shares of AFG common stock of which 3,344 shares went to Indirect #1. On 9/7/2018, Indirect #12 distributed a total of 340,020 shares of AFG common stock to multiple family members with 96,260 shares to Indirect #1.
- F2Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- F3Represents a contribution of 181,000 shares of Issuer common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer common stock was valued at $113.49 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
- F4Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
- F5Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
- F6Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
- F7Indirect #29: Shares held by a partnership of which the reporting person is a partner and shares voting and dispositive power. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.