SEC Form 5 · accession 0001209191-18-009515
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl H Lindner III
Officer — Co-CEO & Co-President · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | G | 1,132 | $0.00 | D | 3,441,610 | I | #1 |
| Common StockF1 | Dec 28, 2017 | G | 7,343 | $0.00 | D | 3,434,267 | I | #1 |
| Common StockF2 | holding | — | — | — | 37,968 | I | #2 | |
| Common StockF3 | holding | — | — | — | 1,248,500 | I | #12 | |
| Common StockF4 | holding | — | — | — | 1,428,174 | I | #26 | |
| Common StockF5 | holding | — | — | — | 2,311,386 | I | #29 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- F2Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02, as amended.
- F3Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
- F4Indirect #26: CHL III 2010-1 Qualified Annuity Trust Dtd 4/9/10.
- F5Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.