SEC Form 4 · accession 0001209191-17-047686
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle A Gillis
Officer — Senior Vice President
Period of report
Aug 3, 2017
Accepted (ET)
Aug 4, 2017 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2017 | S | 2,051 | $104.879 | D | 17,939 | D | |
| Common Stock | Aug 3, 2017 | M | 3,750 | $27.20 | A | 21,689 | D | |
| Common Stock | Aug 3, 2017 | M | 4,000 | $19.10 | A | 25,689 | D | |
| Common Stock | Aug 3, 2017 | F | 1,705 | $104.58 | D | 23,984 | D | |
| Common StockF1 | holding | — | — | — | 2,505 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option ExerciseF2 | $27.20 | Aug 3, 2017 | M | 3,750 | D | — | Feb 21, 2018 | Common | 3,750 | 0 | D |
| Stock Option ExerciseF2 | $19.10 | Aug 3, 2017 | M | 4,000 | D | — | Feb 12, 2019 | Common | 4,000 | 0 | D |
Explanation of responses
- F1Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2016.
- F2These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.