SEC Form 4 · accession 0001209191-17-040807

AMERICAN FINANCIAL GROUP INC · AFG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of Subsidiary · Director

Period of report

Jun 15, 2017

Accepted (ET)

Jun 19, 2017 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001042046

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 15, 2017	M	12,792	$24.83	A	66,057	D
Common Stock^F1	Jun 15, 2017	S	12,792	$101.1276	D	53,265	D
Common Stock	holding	—	—		—	233	I	By Trust
Common Stock^F2	holding	—	—		—	4,646	I	ESPP
Common Stock^F3	holding	—	—		—	1,293	I	401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option Exercise^F4	$24.83	Jun 15, 2017	M	12,792	D	—	Feb 11, 2020	Common	12,792	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.80 to $101.44, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
F2Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2016.
F3Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2016.
F4These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.