SEC Form 4 · accession 0001209191-17-013803
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Craig Lindner
Officer — Co-CEO & Co-President · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 23, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 22, 2017 | A | 15,885 | $0.00 | A | 2,551,406 | I | #1 |
| Common StockF3 | holding | — | — | — | 113,096 | I | #3 | |
| Common StockF4 | holding | — | — | — | 31,506 | I | #12 | |
| Common StockF5 | holding | — | — | — | 2,311,386 | I | #27 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.
- F2Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
- F3Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93.
- F4Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2016.
- F5Indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.