SEC Form 5 · accession 0001209191-17-009974
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory G Joseph
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | G | 300 | $0.00 | D | 33,171 | D | |
| Common StockF1 | holding | — | — | — | 53,428 | I | #1 | |
| Common StockF2 | holding | — | — | — | 3,000 | I | #2 | |
| Common StockF3 | holding | — | — | — | 7,500 | I | #3 | |
| Common StockF4 | holding | — | — | — | 2,500 | I | #4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Indirect #1: Held by a company in which the Reporting Person is a minority shareholder and for which he serves as an executive officer.
- F2Indirect #2: Held by a family partnership in which the Reporting Person holds a 25% interest.
- F3Indirect #3: Held by a company in which the Reporting Person is a minority shareholder and for which he serves as an executive officer.
- F4Indirect #4: Held by a company in which the Reporting Person is a minority shareholder and for which he serves as a director.