SEC Form 4 · accession 0001209191-17-008303
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle A Gillis
Officer — Senior Vice President
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | M | 3,250 | $36.57 | A | 19,128 | D | |
| Common StockF1 | Feb 6, 2017 | F | 1,309 | $90.74 | D | 17,819 | D | |
| Common StockF2 | holding | — | — | — | 2,505 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option ExerciseF3 | $36.57 | Feb 6, 2017 | M | 3,250 | D | — | Feb 22, 2017 | Common Stock | 3,250 | 0 | D |
Explanation of responses
- F1Includes shares acquired through 12/31/2016 through the Issuer's Dividend Reinvestment Plan.
- F2Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2016.
- F3These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.