SEC Form 4 · accession 0001209191-16-150138
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Evans
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 2,000 | $27.20 | A | 135,001 | D | |
| Common Stock | Nov 11, 2016 | S | 2,000 | $79.90 | D | 133,001 | D | |
| Common StockF1 | holding | — | — | — | 11,372 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option ExerciseF2 | $27.20 | Nov 11, 2016 | M | 2,000 | D | — | Dec 31, 2017 | Common | 2,000 | 0 | D |
Explanation of responses
- F1Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan. All ESPP information reporting herein is based on a plan statement dated as of 12/31/2015.
- F2In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.