SEC Form 4 · accession 0001209191-16-140397

AMERICAN FINANCIAL GROUP INC · AFG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior VP & General Counsel

Period of report

Sep 2, 2016

Accepted (ET)

Sep 7, 2016 · 4:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001042046

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 2, 2016	M	16,300	$36.57	A	73,733	D
Common Stock	Sep 2, 2016	M	18,000	$27.20	A	91,733	D
Common Stock	Sep 2, 2016	M	14,291	$19.10	A	106,024	D
Common^F1	Sep 2, 2016	S	42,256	$74.9991	D	63,768	D
Common Stock	holding	—	—		—	23,599	I	Held by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option Exercise^F2	$36.57	Sep 2, 2016	M	16,300	D	—	Feb 22, 2017	Common	16,300	0	D
Stock Option Exercise^F2	$27.20	Sep 2, 2016	M	18,000	D	—	Feb 21, 2018	Common	18,000	0	D
Stock Option Exercise^F2	$19.10	Sep 2, 2016	M	14,291	D	—	Feb 12, 2019	Common	14,291	3,709	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.90 to $75.05, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.