SEC Form 4 · accession 0001209191-16-139706
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vito C Peraino
Officer — Senior VP & General Counsel
Period of report
Sep 1, 2016
Accepted (ET)
Sep 2, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 25, 2016 | G | 5,541 | $0.00 | D | 81,032 | D | |
| Common Stock | Sep 1, 2016 | M | 2,450 | $36.57 | A | 83,482 | D | |
| Common StockF1 | Sep 1, 2016 | S | 2,450 | $75.0919 | D | 81,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option ExerciseF2 | $36.57 | Sep 1, 2016 | M | 2,450 | D | — | Feb 22, 2017 | Common | 2,450 | 16,300 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.0711 to $75.1071, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.