SEC Form 4 · accession 0001209191-16-109749
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Berding
Officer — President of Subsidiary · Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 17, 2016 | A | 4,654 | $0.00 | A | 75,297 | D | |
| Common Stock | holding | — | — | — | 233 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 4,159 | I | ESPP | |
| Common StockF4 | holding | — | — | — | 1,264 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.
- F2Includes 2,018.661 shares held in the Company's Dividend Reinvestment Plan as of 12/31/2015.
- F3Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2015.
- F4Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2015.