SEC Form 4 · accession 0001209191-16-107902

AMERICAN FINANCIAL GROUP INC · AFG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 11, 2016

Accepted (ET)

Mar 11, 2016 · 4:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001042046

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 8, 2016	G	152	$0.00	D	131,228	D
Common Stock	Mar 11, 2016	M	12,661	$38.11	A	143,889	D
Common Stock	Mar 11, 2016	M	6,250	$34.34	A	150,139	D
Common Stock	Mar 11, 2016	M	6,089	$27.20	A	156,228	D
Common Stock^F1	Mar 11, 2016	S	25,000	$70.0152	D	131,228	D
Common Stock^F2	holding	—	—		—	11,372	I	ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option Exercise^F3	$38.11	Mar 11, 2016	M	12,661	D	Feb 23, 2012	Dec 31, 2017	Common	12,661	0	D
Stock Option Exercise^F3	$34.34	Mar 11, 2016	M	6,250	D	Feb 16, 2011	Dec 31, 2017	Common	6,250	0	D
Stock Option Exercise^F3	$27.20	Mar 11, 2016	M	6,089	D	Feb 21, 2008	Dec 31, 2017	Common	6,089	37,500	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.95 to 70.11, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan. All ESPP information reporting herein is based on a plan statement dated as of 12/31/2015.
F3In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.