SEC Form 4/A · accession 0001209191-15-085078
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
S Craig Lindner
Officer — Co-CEO & Co-President · Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 14, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2015 | G | 205 | $0.00 | A | 2,869,650 | I | #1 |
| Common StockF1 | Sep 14, 2015 | G | 1,150 | $0.00 | D | 2,868,500 | I | #1 |
| Common StockF1 | Nov 6, 2015 | G | 3,930 | $0.00 | D | 2,864,570 | I | #1 |
| Common StockF2,F1 | Dec 4, 2015 | S | 30,000 | $74.7177 | D | 2,834,570 | I | #1 |
| Common StockF3 | holding | — | — | — | 112,704 | I | #3 | |
| Common StockF4 | holding | — | — | — | 30,051 | I | #12 | |
| Common StockF5 | holding | — | — | — | 2,336,336 | I | #27 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.96, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2).
- F3Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93.
- F4Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common Stock is based on a statement dated as of 12/31/014.
- F5indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniry interest in such shares.