SEC Form 4 · accession 0001209191-15-056264
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Berding
Director
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | M | 27,016 | $36.57 | A | 93,597 | D | |
| Common StockF2 | Jun 23, 2015 | S | 27,016 | $66.4211 | D | 66,581 | D | |
| Common Stock | holding | — | — | — | 233 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 3,641 | I | ESPP | |
| Common StockF4 | holding | — | — | — | 1,233 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option ExerciseF5 | $36.57 | Jun 23, 2015 | M | 27,016 | D | — | Feb 22, 2017 | Common | 27,016 | 0 | D |
Explanation of responses
- F1Includes 1,249.932 shares held in the Company's Dividend Reinvestment Plan as of 12/31/2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.36 to $66.474, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2).
- F3Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2014.
- F4Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2014.
- F5These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.