SEC Form 4 · accession 0001209191-15-018486
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Craig Lindner
Officer — Co-CEO & Co-President · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | A | 11,880 | $0.00 | A | 2,935,876 | I | #1 |
| Common StockF2 | holding | — | — | — | 112,461 | I | #3 | |
| Common StockF3 | holding | — | — | — | 30,051 | I | #12 | |
| Common StockF4 | holding | — | — | — | 2,346,609 | I | #27 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF5 | $63.15 | Feb 23, 2015 | A | 50,000 | A | — | Feb 23, 2025 | Common | 50,000 | 50,000 | D |
Explanation of responses
- F1Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
- F2Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93.
- F3Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2014.
- F4Indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
- F5Theae Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.